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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-07-02 |
| NV | RA | APPROVED | 2007-05-18 |
Branch Locations
9190 Double Diamond Pkwy #108, Reno, NV 89521 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Reno | NV | 05/2007 | Present |
(1) 08/27/2008: DICENSO & ASSOCIATES - Notary - Not Investment Related - At Reported Business Location(s) - 1% Time Spent - Notary Public (2) 11/01/2016: TMCC - Outside/W-2 Employment - Investment Related - 5270 Neil Rd., South Bldg. Reno, NV 89502 - Start 03/17/2017 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - Teacher (3) 11/14/2016: DiCenso & Associates or D&A - DBA for LPL Business (entity for LPL business) - DBA: DiCenso & Associates - Investment Related - 5414 Longley Ln, Ste 200 Reno NV 89511 - Start 05/18/2007 - 160 Hr/Mo; 160 Hour(s) During Securities Trading - Securities and Financial Planning. (4) 9/12/2017: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 09/11/2017 - 2 Hours Per Month/0 Hours During Securities Trading - Selling LTC individual policies through LTCi Partners.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-19 |
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