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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-05
  • NY RA
    APPROVED
    Since 2025-08-05

Branch Locations

646 Plank Road Suite 200, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Clifton Park NY 03/2009 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 08/2025
Madison Wealth Consultants Clifton Park NY 08/2025 08/2025
Cetera Wealth Services, Llc El Segundo CA 08/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2025 Present
Madison Wealth Managers Clifton Park NY 08/2025 Present
  • 03/2009 → 10/2024
    American Portfolios
    Clifton Park, NY
  • 10/2024 → 08/2025
    Scottsdale, AZ
  • 08/2025 → 08/2025
    Madison Wealth Consultants
    Clifton Park, NY
  • 08/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2025 → Present
    Schaumburg, IL
  • 08/2025 → Present
    Madison Wealth Managers
    Clifton Park, NY
Previous Registrations
  • 2024-10-11 → 2025-08-14
    Scottsdale, AZ
    Clifton Park, NY
  • 2009-04-06 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1. NAME OF OTHER BUSINESS: MADISON WEALTH MANAGERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/1992 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-07
S63 Uniform Securities Agent State Law Examination 1993-03-06
  • S65 Uniform Investment Adviser Law Examination
    1995-01-07
  • S63 Uniform Securities Agent State Law Examination
    1993-03-06
Designations

View on SEC IAPD

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