Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-30 |
| TX | RA | APPROVED | 2025-10-30 |
Branch Locations
Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Conshohocken | PA | 07/2011 | 09/2017 |
| Janney Montgomery Scott, Llc | Radnor | PA | 09/2017 | 10/2025 |
| Rbc Capital Markets, Llc | Conshocken | PA | 10/2025 | Present |
(1) SELF; HORSE OWNERSHIP; 05/01/88 TO N/A; PARTNER; BUYING SELLING AND MAINTAINING HORSES; 40 HOURS DEVOTED TO ACIVITY PER MONTH; 0 HOURS DURING SECURITY HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-27 |
Reach out to this advisor