Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-11-12
TX RA APPROVED 2020-11-12
  • LA RA
    APPROVED
    Since 2020-11-12
  • TX RA
    APPROVED
    Since 2020-11-12

Branch Locations

1446 Dorchester Drive, Alexandria, LA 71301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 11/2010 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Alexandria LA 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 11/2010 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Alexandria, LA
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Alexandria, LA
  • 2010-11-01 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    Alexandria, LA
    Alexandria, LA
  • 2009-10-09 → 2010-11-01
    Alexandria, LA
Other Businesses

1. ALAN ERIC KENT LLC; OFFICER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 10/25/2010. 2. KENT LIVING TRUST; SUCCESSOR TRUSTEE; FIDUCIARY POSITION; START DATE 2/2/15; 4 HOURS PER MONTH. 3. SILVER COMPASS ADVISORS; ADVISOR; DBA (ONLY OFFERES FIRST ALLIED PRODUCTS/SERVICES); START DATE 10/28/2021;160 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-04
S63 Uniform Securities Agent State Law Examination 1993-02-12
  • S66 Uniform Combined State Law Examination
    2010-02-04
  • S63 Uniform Securities Agent State Law Examination
    1993-02-12
Designations
Other Names
  • Eric Kent

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Alexandria, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor