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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED | 2020-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 11/2010 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Alexandria | LA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1. ALAN ERIC KENT LLC; OFFICER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 10/25/2010. 2. KENT LIVING TRUST; SUCCESSOR TRUSTEE; FIDUCIARY POSITION; START DATE 2/2/15; 4 HOURS PER MONTH. 3. SILVER COMPASS ADVISORS; ADVISOR; DBA (ONLY OFFERES FIRST ALLIED PRODUCTS/SERVICES); START DATE 10/28/2021;160 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-12 |
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