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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 1998-02-10
  • KS RA
    APPROVED
    Since 1998-02-10

Branch Locations

1720 N. Webb Road Suite 116, Wichita, KS 67206-3419 • United States

2005 East 21St Street Suite 100, Tulsa, OK 74104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Wichita KS 12/1995 Present
Charles Schwab Bank, Ssb Wichita KS 02/2005 Present
Bmw Investments, Llc Andale KS 01/2012 Present
  • 12/1995 → Present
    Wichita, KS
  • 02/2005 → Present
    Charles Schwab Bank, Ssb
    Wichita, KS
  • 01/2012 → Present
    Bmw Investments, Llc
    Andale, KS
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-24
  • S63 Uniform Securities Agent State Law Examination
    1992-11-24

View on SEC IAPD

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