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Sharon Wilson Floyd

Stephens

Winston-Salem, NC

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-10-02
TX RA APPROVED 2020-09-28
  • NC RA
    APPROVED
    Since 2020-10-02
  • TX RA
    APPROVED
    Since 2020-09-28

Branch Locations

101 S. Stratford Road, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Winston-Salem NC 10/2006 Present
Morgan Stanley Smith Barney Winston-Salem NC 06/2009 09/2020
Stephens Inc. Winston-Salem NC 09/2020 05/2022
Stephens Inc. Winston-Salem NC 05/2022 Present
  • 10/2006 → Present
    Citigroup Global Markets Inc.
    Winston-Salem, NC
  • 06/2009 → 09/2020
    Morgan Stanley Smith Barney
    Winston-Salem, NC
  • 09/2020 → 05/2022
    Stephens Inc.
    Winston-Salem, NC
  • 05/2022 → Present
    Stephens Inc.
    Winston-Salem, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-24
S63 Uniform Securities Agent State Law Examination 1993-01-11
  • S65 Uniform Investment Adviser Law Examination
    1997-03-24
  • S63 Uniform Securities Agent State Law Examination
    1993-01-11
Other Names
  • Sharon W Floyd

View on SEC IAPD

Other Firms

SALEM INVESTMENT COUNSELORS INC
JT STRATFORD, LLC
DARDA FINANCIAL
FIRST CITIZENS INVESTOR SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
PRINCIPAL SECURITIES, INC.
PARK AVENUE SECURITIES LLC
VIRTUE CAPITAL MANAGEMENT, LLC

Other Investors

DALE MARTIN BROWN
DAVID BRIAN REA
JAMES JOYNER EDMUNDSON
KRISTOPHER SHEA ABERNETHY
JESSE FRANKLIN GOINS
KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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