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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-09-05 |
| NH | RA | APPROVED | 2025-09-05 |
Branch Locations
1 Tara Boulevard Suite 203, Nashua, NH 03062 • United States
Winchester, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Nashua | NH | 11/2015 | 09/2025 |
| Avantax Advisory Services | Nashau | NH | 08/2016 | 09/2025 |
| 230 Massachusetts Avenue 9, Llc | Winchester | MA | 12/2018 | 02/2022 |
| 2232 Mystic Valley Parkway, Llc | Winchester | MA | 12/2018 | Present |
| 76-78 Jaques Street, Llc | Winchester | MA | 12/2018 | Present |
| Hallmark Financial, Inc. | Nashua | NH | 03/2016 | Present |
| Avantax Insurance Agency, Llc | Nashua | NH | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Nashua | NH | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Hallmark Financial, Inc.~'NIR'~1 Tara Blvd., Suite 203~Nashua~NH~03062~Accounting Services/Tax Preparation~Owner~3/7/2016~80hrs~70hrs~Accounting services, tax preparation and tax consulting for approximately 100 clients. Accounting services = 15% of time; Tax preparation = 70% of time; Tax consulting = 15% of time. 2) 2232 Mystic Valley Parkway, LLC~'NIR'~24 Bellevue Avenue~Winchester~MA~01890~Rental Property~Agent~12/3/2018~15hrs~15hrs~Registered Agent, Manager and co-member of LLC 3) 76-78 Jaques Street, LLC~'NIR'~24 Bellevue Avenue~Winchester~MA~01890~Rental Property~Agent~12/3/2018~15hrs~15hrs~Registered Agent, Manager and co-member of LLC 4) 7054 BARRINGTON CIRCLE #202 POSITION: Owner NATURE: Residential Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 07/25/2022 ADDRESS: 24 Bellevue Avenue, Winchester MA 01890; Owner and manager of the residential rental property 5) MERRIMAC HEIGHTS ACADEMY POSITION: Member, Board of Directors NATURE: As a Member of the Board of Directors, I assist and work closely with the other members of the Board to direct, guide and provide oversight to the operation of Merrimac Heights Academy. Merrimac Heights Academy is a Non-Profit, 501(c)(3) educational institution that provides students with essential life skills, training and an individualized college and career readiness education using an experiential and project-based learning approach in a nurturing and personalized environment.? INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2024 ADDRESS: 102 West Main Street, Merrimac MA 01860, DESCRIPTION: I assist and work closely with the other members of the Board to direct, guide and provide oversight to the operation of Merrimac Heights AcademyMember, Finance CommitteeOversight, Facilities Management and Donor Fundraising
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-21 |
| S66 | Uniform Combined State Law Examination | 1999-02-17 |
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