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Scott A Kelly

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Louisville, KY

Naples, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-26
KY RA APPROVED 2009-01-09
TX RA APPROVED 2009-01-09
  • FL RA
    APPROVED
    Since 2024-04-26
  • KY RA
    APPROVED
    Since 2009-01-09
  • TX RA
    APPROVED
    Since 2009-01-09

Branch Locations

101 Bullitt Ln, Louisville, KY 40222 • United States

9128 Strada Pl, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Louisville KY 01/2009 Present
Bank Of America Na Louisville KY 01/2011 Present
  • 01/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Louisville, KY
  • 01/2011 → Present
    Bank Of America Na
    Louisville, KY
Previous Registrations
  • 2007-04-02 → 2009-01-12
    Morgan Stanley & Co. Llc
    Louisville, KY
  • 2005-05-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Louisville, KY
    Louisville, KY
  • 2004-01-22 → 2005-05-20
    Citigroup Global Markets Inc.
    East Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-18
S63 Uniform Securities Agent State Law Examination 1993-01-13
  • S65 Uniform Investment Adviser Law Examination
    1993-01-18
  • S63 Uniform Securities Agent State Law Examination
    1993-01-13
Other Names
  • Scott Anderson Kelly

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
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LPL FINANCIAL LLC · LOUISVILLE, KY
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