Scott A Kelly

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Louisville, KY
• 01/2011 → Present
  Bank Of America Na
  Louisville, KY

Previous Registrations

• 2007-04-02 → 2009-01-12
  Morgan Stanley & Co. Llc
  Louisville, KY
• 2005-05-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Louisville, KY
  Louisville, KY
• 2004-01-22 → 2005-05-20
  Citigroup Global Markets Inc.
  East Louisville, KY

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-01-18
• S63 Uniform Securities Agent State Law Examination
  1993-01-13

Other Names

• Scott Anderson Kelly