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Desiree Joanne Mieses Llavat

Lumiere Bay

Carolina, PR

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Current Employers
Lumiere Bay

4735 Isla Verde Ave Ste Ocm3A, Carolina, PR 00979 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2020-07-21
  • PR RA
    APPROVED
    Since 2020-07-21

Branch Locations

4735 Isla Verde Ave Ste Ocm3A, Carolina, PR 00979 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Asset Management Hato Rey PR 05/2004 09/2019
Lumiere Bay Llc Carolina PR 11/2019 Present
  • 05/2004 → 09/2019
    Santander Asset Management
    Hato Rey, PR
  • 11/2019 → Present
    Lumiere Bay Llc
    Carolina, PR
Previous Registrations
  • 2012-09-17 → 2019-10-03
    Santander Asset Management
    Guaynabo, PR
  • 2010-03-25 → 2014-08-15
    San Juan, PR
    Guaynabo, PR
Other Businesses

VLL INVESTMENTS, INC. (RENTAL AND INVESTMENTS) SECRETARY AND TREASURER PRFC (PUERTO RICO COM. FOUNDATION) EDUCATIONAL SKILLS Member Board of Directors MEMBER INVESTMENT COMMITTEE DESFEL REALTY INC. PROPERTY RENTAL PRESIDENT Casa Niños Manuel Fernandez Juncos (Non-Profit Shelter for Batter Children) Director and Secretary of the Board. Priditen, Inc (Physical Medicine) Secretary Institute of Physical Medicine & Rehabilitation, Inc. (Physical Medicine) Secretary Bentley University Alumni Board Member Friends of Puerto Rico Advisor Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-22
S63 Uniform Securities Agent State Law Examination 1993-05-01
  • S65 Uniform Investment Adviser Law Examination
    2004-07-22
  • S63 Uniform Securities Agent State Law Examination
    1993-05-01
Other Names
  • Desiree Joanne Mieses Llavat
  • Desiree Joanne Mieses
  • Desiree Joanne Mieses

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