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Ali Diaz Febres

Mariner Wealth

San Juan, PR

CRD 8070468

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Employer firm

Mariner Wealth CRD 289886

Reported services (Item 5G)

  • REFERRAL OF PROSPECTIVE CLIENTS TO MARINER

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner Wealth

5700 W. 112Th St Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2025-08-04
  • PR RA
    APPROVED
    Since 2025-08-04

Branch Locations

33 Bolivia Street Suite 400, San Juan, PR 00917-2013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors - Ic Overland Park KS 04/2025 Present
Kevane Grant Thornton San Juan PR 12/2016 Present
Llmd Psc San Juan PR 08/2005 12/2016
  • 04/2025 → Present
    Mariner Wealth Advisors - Ic
    Overland Park, KS
  • 12/2016 → Present
    Kevane Grant Thornton
    San Juan, PR
  • 08/2005 → 12/2016
    Llmd Psc
    San Juan, PR
Other Businesses

KEVANE GRANT THORNTON; Not investment related, San Juan, PR, Tax Partner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-15
  • S65 Uniform Investment Adviser Law Examination
    2025-02-15

View on SEC IAPD

Nearby Firms

KOVACK ADVISORS, INC.
CEFI CAPITAL, LLC
OWLCREST PARTNERS LLC

Nearby Investors

CARLOS JUAN MIRANDA
RAFAEL R QUINTERO
Osvaldo Cruz Cintron

Nearby Offices

KOVACK ADVISORS, INC. · San Juan, PR
CEFI CAPITAL, LLC · SAN JUAN, PR
OWLCREST PARTNERS LLC · SAN JUAN, PR

More in San Juan, PR

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