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Adam Goldberg

Dumont & Blake Investment Advisors LLC

Princeton, NJ

CRD 2297803

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Employer firm

Dumont & Blake Investment Advisors LLC CRD 109318

$562M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Dumont & Blake Investment Advisors Llc

731 Alexander Road Suite 301, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-06-23
  • NJ RA
    APPROVED
    Since 2014-06-23

Branch Locations

731 Alexander Road Suite 301, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dumont & Blake Investment Advisors, Llc Princeton NJ 01/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-27
S63 Uniform Securities Agent State Law Examination 1992-12-28
  • S65 Uniform Investment Adviser Law Examination
    2014-02-27
  • S63 Uniform Securities Agent State Law Examination
    1992-12-28

View on SEC IAPD

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Nearby Investors

DAVID WILLIAM SMITH
JOHN FRANCIS RYAN
ERICA DORAY SEREMETA

Nearby Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ

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