Anthony Angelo Delpozzo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2001-06-21 → 2006-02-02
  Cuna Brokerage Services, Inc.
  Phoenix, AZ

Other Businesses

1. 4/19/2006 - DELANT FINANCIAL GROUP - Business Entity For Tax/Investment Purposes Only - NOT INV REL - AT REPORTED BUSINESS LOCATION - S-corp for tax purposes only. 2. 4/11/2007 - DELANT FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 3. 9/17/2007 - VISTA FINANCIAL GROUP: (TAGLINE) LIVE YOUR DREAMS - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 4. 09/24/2015 - NO BUSINESS NAME - NOTARY - NOT INV REL - AT REPORTED BUSINESS LOCATION - NOTARY - OBA START 10/19/2014 - 1 HR PER MONTH/1 HR DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2001-06-05
• S65 Uniform Investment Adviser Law Examination
  1999-03-26
• S63 Uniform Securities Agent State Law Examination
  1993-04-05

Designations

• Chartered Financial Consultant

Other Names

• Tony Delpozzo
• Anthony Delpozzo