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Daniel Lawrence Sullivan

Truist Advisory Services, Inc.

Brooksville, FL

CRD 2297342

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-14
FL RA APPROVED 2016-09-13
  • TX RA
    APPROVED
    Since 2023-06-14
  • FL RA
    APPROVED
    Since 2016-09-13

Branch Locations

1 E Jefferson St Fl 3, Brooksville, FL 34601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Advisory Services, Inc. Hernando FL 09/2016 Present
Truist Investment Services, Inc. Hernando FL 08/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-29
S63 Uniform Securities Agent State Law Examination 1998-01-28
  • S65 Uniform Investment Adviser Law Examination
    1998-06-29
  • S63 Uniform Securities Agent State Law Examination
    1998-01-28
Designations
  • Certified Financial Planner
Other Names
  • Daniel Lawrence Sulivan

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nearby Investors

DAVID BRUNING GHINGHER
Broc Avery Valdez
Richard Luigi Shaw

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · BROOKSVILLE, FL
EDWARD JONES · BROOKSVILLE, FL
TRUIST ADVISORY SERVICES, INC. · BROOKSVILLE, FL

More in Brooksville, FL

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