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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1998-12-10
  • FL RA
    APPROVED
    Since 1998-12-10

Branch Locations

12 N Broad St, Brooksville, FL 34601-2921 • United States

Brooksville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Brooksville FL 09/2005 03/2020
Ameriprise Financial Services, Llc Brooksville FL 03/2020 Present
Other Businesses

Board of Directors; Rotary Club of Brooksville; Board Member; 4200 Summit View Dr, , Brooksville, FL, 34601; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours / Rotary Club of Brooksville Charitable Trust; Immediate Past President; 4200 Summit View Dr, , Brooksville, FL, 34601; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-22
  • S66 Uniform Combined State Law Examination
    2000-05-22
Other Names
  • David Bruning Ghingher

View on SEC IAPD

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