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Current Employers
Ipi Wealth Management, Inc.

226 W. Eldorado, Decatur, IL 62522 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2000-11-01
  • IL RA
    APPROVED
    Since 2000-11-01

Branch Locations

22775 Dodge Rd., Carlinville, IL 62626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Planners, Inc. Decatur IL 02/1997 Present
  • 02/1997 → Present
    Investment Planners, Inc.
    Decatur, IL
Other Businesses

1-FARM OWNER -NOT INVESTMENT-RELATED AND RARELY SPENDS SECURITIES-HOURS TIME ON DUTIES. 2-MILES STATION MUSIC - MUSICIAN NOT INVESTMENT-RELATED ZERO HOURS/WEEK DURING MARKET HOURS 3-BROKERAGE UNLIMITED, INC.-ST. LOUIS, MO-INSURANCE SALES-4 HOURS/MONTH/0 HOURS DURING TRADING HOURS. 4-BAUGHMANN INSURANCE-O'FALLON, IL-HEALTH INSURANCE SALES-4 HOURS/MONTH/0 HOURS DURING TRADING HOURS. 5-AFLAC, FIXED INSURANCE SALES - MAY 2017 - 2-5 HRS/MONTH - 0 DURING TRADING HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-16
S63 Uniform Securities Agent State Law Examination 1993-01-11
  • S65 Uniform Investment Adviser Law Examination
    2000-09-16
  • S63 Uniform Securities Agent State Law Examination
    1993-01-11

View on SEC IAPD

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