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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-06-22
DE RA APPROVED 2021-06-09
NJ RA APPROVED 2021-06-09
NY RA APPROVED 2021-06-09
  • PA RA
    APPROVED
    Since 2021-06-22
  • DE RA
    APPROVED
    Since 2021-06-09
  • NJ RA
    APPROVED
    Since 2021-06-09
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

1100 North Market Street, Wilmington, DE 19801 • United States

1792 Lancaster Ave, Paoli, PA 19301 • United States

Glen Mills, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Inc. Wilmington DE 07/2016 06/2021
Lpl Financial Llc Bethlehem PA 06/2021 Present
  • 07/2016 → 06/2021
    M&T Securities Inc.
    Wilmington, DE
  • 06/2021 → Present
    Bethlehem, PA
Previous Registrations
  • 2016-08-09 → 2021-06-09
    M&T Securities, Inc.
    Horsham, PA
    Holland, PA
    Wilmington, DE
    Cambridge, MD
    Salisbury, MD
    Allentown, PA
    Chester, MD
    Bensalem, PA
    Philadelphia, PA
    Philadelphia, PA
    South Hampton, PA
    Philadelphia, PA
    Philadelphia, PA
    Salisbury, MD
    Salisbury, MD
    Denton, MD
    Philadelphia, PA
    Philadelphia, PA
    Staten Island, NY
    Allentown, PA
    Easton, MD
    Bethlehem, PA
    Bethelehem, PA
    Wilkes-Barre, PA
    Buffalo, NY
    Wilmington, DE
    Hockessin, DE
    Baltimore, MD
    Allentown, PA
    Doylestown, PA
    Philadelphia, PA
    Bethlehem, PA
    Ridley Park, PA
    Havertown, PA
    Bensalem, PA
    Media, PA
    Paoli, PA
    Wayne, PA
    Philadelphia, PA
    Philadelphia, PA
    Cherry Hill, NJ
    Wyomissing, PA
  • 2003-05-07 → 2016-07-07
    Philadelphia, PA
    Sicklerville, NJ
    Cinnaminson, NJ
    Voorhees, NJ
    Medford, NJ
    Voorhees, NJ
    Marlton, NJ
    Philadelphia, PA
    Haddon Heights, NJ
    Marlton, NJ
    Clifton Heights, PA
    Ridley Park, PA
    Phladelphia, PA
    Broomall, PA
    Chalfont, PA
    Maple Glen, PA
    Philadelphia, PA
    Horsham, PA
    West Chester, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Limerick, PA
    Norristown, PA
    Philadelphia, PA
    Bensalem, PA
    Chester Springs, PA
    Conshohocken, PA
    Blue Bell, PA
    Willow Grove, PA
    Paoli, PA
    Blue Bell, PA
    West Chester, PA
    Paoli, PA
    Phoenixville, PA
    Philadelphia, PA
    Chester Springs, PA
    Norristown, PA
    Flourtown, PA
    Hatboro, PA
    Glenside, PA
    Flourtown, PA
    Philadelphia, PA
    Kennett Square, PA
    Kennett Square, PA
    Voorhees, NJ
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Springfield, PA
    Philadelphia, PA
    Philadelphia, PA
    Kennett Square, PA
    Phoenixville, PA
    Wayne, PA
    West Chester, PA
    West Grove, PA
    Exton, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    West Chester, PA
    West Chester, PA
    Narberth, PA
    Bala Cynwyd, PA
    Bala Cynwyd, PA
    Roxborough, PA
    Philadelphia, PA
    Philadelphia, PA
    Newtown Square, PA
    Media, PA
    Drexel Hill, PA
    Media, PA
    Lansdale, PA
    East Norriton, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Media, PA
    Havertown, PA
    West Chester, PA
    Philadelphia, PA
    Brookhaven, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Lansdale, PA
    Collegeville, PA
    Phoenixville, PA
    Lansdale, PA
    Quakertown, PA
    Philadelphia, PA
    Philadelphia, PA
    Broad Axe, PA
    Newtown Sq, PA
    Havertown, PA
    Exton, PA
    Exton, PA
    West Chester, PA
    Wayne, PA
    Wynnewood, PA
    Ardmore, PA
    Paoli, PA
    West Chester, PA
    Paoli, PA
    Devon, PA
    Voorhees, NJ
    Souderton, PA
    Willow Grove, PA
    Brookhaven, PA
    Philadelphia, PA
    Smyrna, DE
    Dover, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Lewes, DE
    Newark, DE
    Media, PA
    Media, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Lewes, DE
    Newark, DE
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Wilmington, DE
    Wilmington, DE
    Newark, DE
    Philadelphia, PA
    Yeadon, PA
    Middletown, DE
    Georgetown, DE
    Milford, DE
    Seaford, DE
    Wilmington, DE
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Newark, DE
    Wilmington, DE
    Philadelphia, PA
    Upper Darby, PA
    Philadelphia, PA
    Bear, DE
    Hockessin, DE
    Newark, DE
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Dover, DE
    New Castle, DE
    Glen Mills, PA
    Plymouth Meeting, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Horsham, PA
    Horsham, PA
    Feasterville, PA
    Richboro, PA
    Upper Darby, PA
    Upper Darby, PA
    Upper Darby, PA
    Yeadon, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Morrisville, PA
    Clifton Heights, PA
    Holmes, PA
    Springfield, PA
    Holmes, PA
    Folsom, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Aldan, PA
    Norristown, PA
    Blue Bell, PA
    Horsham, PA
    North Wales, PA
    Pottstown, PA
    Springhouse, PA
    Trappe, PA
    Norristown, PA
    Norristown, PA
    Philadelphia, PA
    Philadelphia, PA
    Flourtown, PA
    Runnemade, NJ
    Mt. Holly, NJ
    West Chester, PA
    Philadelphia, PA
    Philadelphia, PA
    Jamison, PA
    Marlton, NJ
    Moorestown, NJ
    Audubon, NJ
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Milford, DE
    Lewes, DE
    Lewes, DE
    Middletown, DE
    Newark, DE
    Newark, DE
    Hockessin, DE
    Newark, DE
    Bear, DE
    Wilmington, DE
    Dover, DE
    Smyrna, DE
    New Castle, DE
    Wilmington, DE
    Newark, DE
    Wilmington, DE
    Wilmington, DE
    Dover, DE
    Rehoboth Beach, DE
    Georgetown, DE
    Seaford, DE
    Newark, DE
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Doylestown, PA
    Warmister, PA
    Doylestown, PA
    Southampton, PA
    Newtown, PA
    Southampton, PA
    Jenkintown, PA
    Willow Grove, PA
    Blue Bell, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Jenkintown, PA
    Huntingdon Valley, PA
    Philadelphia, PA
    Philadelphia, PA
    Broad Axe, PA
    Voorhees, NJ
    Pottstown, PA
    Jenkintown, PA
    Levittown, PA
    Wyncote, PA
    Norristown, PA
    Philadelphia, PA
    Philadelphia, PA
    Marlton, NJ
    Philadelphia, PA
    Sicklerville, NJ
    Philadelphia, PA
    Mt. Holly, NJ
    Bensalem, PA
    Philadelphia, PA
    Medford, NJ
    Philadelphia, PA
    Haddon Heights, NJ
    Marlton, NJ
    Voorhees, NJ
    Philadelphia, PA
    King Of Prussia, PA
    Voorhees, NJ
    Elkins Park, PA
    Morrisville, PA
    Marlton, NJ
    Runnemade, NJ
    Philadelphia, PA
    Bensalem, PA
    Norristown, PA
    Feasterville, PA
    Levittown, PA
    Philadelphia, PA
    Philadelphia, PA
    Cheltenham, PA
    Philadelphia, PA
    Cherry Hill, NJ
    Langhorne, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Norristown, PA
    Bryn Mawr, PA
    Medford, NJ
    Marlton, NJ
    Mt. Holly, NJ
    Marlton, NJ
    Moorestown, NJ
    Limerick, PA
    Philadelphia, PA
    Voorhees, NJ
    Hatboro, PA
    Havertown, PA
    Broomall, PA
    Drexel Hill, PA
    Downingtown, PA
    Broomall, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-30
S63 Uniform Securities Agent State Law Examination 1992-12-17
  • S65 Uniform Investment Adviser Law Examination
    2000-10-30
  • S63 Uniform Securities Agent State Law Examination
    1992-12-17
Other Names
  • Tony Rossini

View on SEC IAPD

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