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5110 Commerce Square Dr Suite G, Indianapolis, IN 46237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2012-02-13 |
Branch Locations
5110 Commerce Square Dr Suite G, Indianapolis, IN 46237 • United States
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Austin Financial Strategies | Indianapolis | IN | 12/2011 | Present |
| Moneyblock | Chicago | IL | 10/2015 | Present |
1. AUSTIN FINANCIAL STRATEGIES, A STATE REGISTERED RIA THAT RECEIVED FEE ONLY PAYMENTS FOR ADVISORY SERVICES. IT IS INVESTMENT RELATED. SERVE AS PRESIDENT, SINCE JANUARY 2012, RESPONSIBLE FOR DAILY OPERATIONS OF INVESTMENT MANAGEMENT OF CLIENT ACCOUNTS. 100 HOURS/MONTH MOST ARE SPENT DURING MARKET HOURS. 2. AUSTIN FINANCIAL GROUP, A SUB S CORPORTAION FOR THE SALE OF SECURITIES AND VARIABLE PRODUCTS AND IS INVESTMENT RELATED. SERVE AS PRESIDENT OF DAILY OPERATIONS OF SALES SINCE JANUARY 2012. APPROXIMATELY 100 HOURS/MONTH ARE SPENT ON THIS ACTIVITY, MOST ARE SPENT DURING MARKET HOURS. 3. AUSTIN SPEED AND AGILITY - A SUB S CORPORATION TRAINING ATHELETES IN SPEED AND AGILITY. PRESIDENT/OWNER - 40 HRS/MO OUTSIDE OF BUSINESS HOURS, NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-16 |
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