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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-04-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 01/2014 | 05/2018 |
| Cuna Mutual Group | Waverly | IA | 05/2014 | 05/2018 |
| U.S. Bancorp Investments, Inc. | North Little Rock | AR | 05/2018 | 06/2019 |
| Cuna Brokerage Services, Inc | Waverly | IA | 11/2019 | 05/2022 |
| Cuna Mutual Group | Waverly | IA | 11/2019 | 05/2022 |
| Pnc Investments | Peoria | IL | 06/2019 | 10/2019 |
| Lpl Financial Llc | Little Rock | AR | 05/2022 | 01/2023 |
| Regions Bank | North Little Rock | AR | 01/2023 | 03/2026 |
| Cetera Investment Advisers Llc | North Little Rock | AR | 01/2023 | 03/2026 |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2023 | 03/2026 |
| Lpl Financial Llc | Little Rock | AR | 03/2026 | Present |
| First Horizon Bank | Little Rock | AR | 03/2026 | Present |
1. 04/01/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At Reported Business Location(s) - Start Date 03/2026 - 100 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-04-23 |
| S65 | Uniform Investment Adviser Law Examination | 2008-10-15 |
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