Bradley Scott Stephens

Employer firm

Tamalpais Asset Management CRD 301017

$263M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 03/2022
  Nationwide Investment Services Corporation
  King Of Prussia, PA
• 07/2023 → Present
  Calamar Financial Group, Llc
  Wheatfield, NY
• 04/2022 → 07/2023
  Unemployed
  San Francisco, CA
• 02/2023 → Present
  Tamalpais Asset Management, Llc
  Larkspur, CA

Previous Registrations

• 2002-05-14 → 2003-01-31
  Rbc Capital Markets, Llc
  San Francisco, CA

Other Businesses

Tamalpais Asset Management The business is investment-related Address: 900 Larkspur Landing Circle, Suite 100, Larkspur, CA 94939 The firm is a Register Investment Advisor My position/title: Retirement Plan Consultant Start Date: June 19, 2023 The role is full time so I devote 160 hours a month I help small and mid-sized businesses develop and maintain retirement plans. In addition, I provide wealth management services to individuals I will work at the firm's address (above) 75 - 100% of the time; the remainder would be from my home office at 243 4th Ave, San Francisco, CA 94118.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-10-13
• S63 Uniform Securities Agent State Law Examination
  2018-07-12