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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-26
TX RA APPROVED 2024-03-22
  • FL RA
    APPROVED
    Since 2024-03-26
  • TX RA
    APPROVED
    Since 2024-03-22

Branch Locations

6915 Red Road Suite 225, Coral Gables, FL 33143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Coral Gables FL 01/2016 03/2024
Raymond James Financial Services, Inc Coral Gables FL 03/2024 Present
Raymond James Financial Services Advisors, Inc. Coral Gables FL 03/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1421 Tagus Avenue, Coral Gables, FL, 33156, United States Activity Type: Other Position/Title: Partner, Owner/Proprietor, Author Investment Related: No Start Date: 07/01/1981 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: conducted research of my great grandfather and my great uncle for several decades. the book has been written by my client and friend, Professor Juan Antonio Giner. (2)Name of Business: Arango Capital Management LLC Address: 6915 Red Road, Suite 225, Coral Gables, FL, 33143, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/22/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Same as Arango Capital Management of Raymond James. Branch Owner.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-09
S63 Uniform Securities Agent State Law Examination 1994-11-21
  • S65 Uniform Investment Adviser Law Examination
    2005-09-09
  • S63 Uniform Securities Agent State Law Examination
    1994-11-21

View on SEC IAPD

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