Inactive

Mark Joseph Wong

Rmc Financial Advisors, LLC

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Current Employers

Rmc Financial Advisors, Llc

2744 Del Rio Place, Suite 100, Davis, CA 95618 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-09-19

CA RA
APPROVED

Since 2007-09-19

Branch Locations

2744 Del Rio Place, Suite 100, Davis, CA 95618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rmc Financial Advisors, Llc	Davis	CA	08/2007	Present

08/2007 → Present

Rmc Financial Advisors, Llc

Davis, CA

Previous Registrations

2003-11-04 → 2007-08-21

First Allied Securities, Inc.

Davis, CA

Davis, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-27
S63	Uniform Securities Agent State Law Examination	1992-11-23

S65 Uniform Investment Adviser Law Examination

1999-08-27
S63 Uniform Securities Agent State Law Examination

1992-11-23

Other Names

Mark J Wong

View on SEC IAPD

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ARCHER POINTE WEALTH MANAGEMENT, LLC · DAVIS, CA

LPL FINANCIAL LLC · DAVIS, CA

CHARLES SCHWAB & CO., INC. · Davis, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DAVIS, CA

FLYWAY ADVISORS · DAVIS, CA

J.P. MORGAN SECURITIES LLC · DAVIS, CA

U.S. BANCORP ADVISORS, LLC · Davis, CA

EDWARD JONES · DAVIS, CA

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