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200 Applebee St Suite 208, Barrington, IL 60010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-03-20 |
Branch Locations
200 Applebee Street Suite 208, Barrington, IL 60010 • United States
200 Applebee St Suite 208, Barrington, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Barrington | IL | 04/2010 | Present |
| Sequioa Wealth Management, Llc | Hoffman Estates | TX | 03/2015 | Present |
1. 09/23/2011 - One Resource Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% 2. 03/17/2014 - Ironwood Family Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3. 03/23/2015 - Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 03/10/2015 - 40 Hours Per Month/ 40 Hours During Trading 4. 02/12/2018 - Ironwood Family Wealth Advisors - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 03/01/2018 - 1 Hour Per Month/ 0 Hours During Trading 5. 07/13/2023 - Ironwood Healthcare Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/10/2023 - 5 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-06-19 |
| S65 | Uniform Investment Adviser Law Examination | 1992-11-04 |
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