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Current Employers
Sequoia Wealth Management, Llc

200 Applebee St Suite 208, Barrington, IL 60010 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-03-20
  • IL RA
    APPROVED
    Since 2015-03-20

Branch Locations

200 Applebee Street Suite 208, Barrington, IL 60010 • United States

200 Applebee St Suite 208, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Barrington IL 04/2010 Present
Sequioa Wealth Management, Llc Hoffman Estates TX 03/2015 Present
  • 04/2010 → Present
    Lpl Financial Llc
    Barrington, IL
  • 03/2015 → Present
    Sequioa Wealth Management, Llc
    Hoffman Estates, TX
Previous Registrations
  • 2008-10-01 → 2010-05-03
    Chicago, IL
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Elk Grove Village, IL
    Chicago, IL
  • 2002-08-09 → 2006-09-27
    Banc One Securities Corporation
    Elk Grove Village, IL
    Chicago, IL
    Elk Grove Village, IL
Other Businesses

1. 09/23/2011 - One Resource Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% 2. 03/17/2014 - Ironwood Family Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3. 03/23/2015 - Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 03/10/2015 - 40 Hours Per Month/ 40 Hours During Trading 4. 02/12/2018 - Ironwood Family Wealth Advisors - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 03/01/2018 - 1 Hour Per Month/ 0 Hours During Trading 5. 07/13/2023 - Ironwood Healthcare Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/10/2023 - 5 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-19
S65 Uniform Investment Adviser Law Examination 1992-11-04
  • S63 Uniform Securities Agent State Law Examination
    1998-06-19
  • S65 Uniform Investment Adviser Law Examination
    1992-11-04
Designations
Other Names
  • David Andrews

View on SEC IAPD

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