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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-07-15 |
| TX | RA | APPROVED | 2021-07-15 |
Branch Locations
321 W. Maple Street Suite, New Lenox, IL 60451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | New Lenox | IL | 07/1992 | 07/2021 |
| Raymond James Financial Services, Inc. | New Lenox | IL | 07/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | New Lenox | IL | 07/2021 | Present |
| Apex Capital Management, Llc | New Lenox | IL | 07/2021 | Present |
1) Name of Business: Apex Capital Management, LLC Address: New Lenox, IL Activity Type: Support Company/DBA (Owner) Position/Title: Owner Investment Related: No Start Date: 07/15/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: owner of LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-04 |
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