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David Michael Lotz

Edward Jones

Lima, OH

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-20
OH RA APPROVED 2007-01-25
  • TX RA
    APPROVED_RES
    Since 2019-02-20
  • OH RA
    APPROVED
    Since 2007-01-25

Branch Locations

3295 Harding Highway, Lima, OH 45804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Lima OH 07/1992 Present
  • 07/1992 → Present
    Edward D. Jones & Co., L.P.
    Lima, OH
Other Businesses

Type of business: Rental Lima, OH Start date: 9/9/2022 Rental property Hours per week: 1 Hours during trading: 0 Maintain property MJ and Sons, LLC Type of business: Rental Arlington, OH Start date: 1/1/2023 Member Hours per week: 1 Hours during trading: 0 Maintain property vacant lot Type of business: rental lima, OH Start date: 3/1/2025 office site Hours per week: 1 Hours during trading: 0 own office i and 5 other fa's occupy

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-19
  • S63 Uniform Securities Agent State Law Examination
    1992-11-19
Other Names
  • Dave Lotz
  • David Lotz

View on SEC IAPD

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