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Kathleen Buck

Wells Fargo Advisors Financial Network, LLC

Scranton, PA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-16
PA RA APPROVED 2024-08-15
  • TX RA
    APPROVED_RES
    Since 2024-08-16
  • PA RA
    APPROVED
    Since 2024-08-15

Branch Locations

201 Lackawanna Ave Suite 103, Scranton, PA 18503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Wilkes Barre PA 07/1993 08/2019
Wells Fargo Clearing Services Llc Scranton PA 08/2019 08/2024
Wells Fargo Advisors Financial Network, Llc Scranton PA 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-26
  • S66 Uniform Combined State Law Examination
    2009-03-26
Other Names
  • Kathleen Kelly
  • Kathleen Marie Buck

View on SEC IAPD

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LPL FINANCIAL LLC · SCRANTON, PA
LPL FINANCIAL LLC · SCRANTON, PA
PNC WEALTH MANAGEMENT LLC · SCRANTON, PA
J.P. MORGAN SECURITIES LLC · Scranton, PA
LPL FINANCIAL LLC · SCRANTON, PA
CAPITAL WEALTH INVESTMENTS · SCRANTON, PA
COMMONWEALTH FINANCIAL NETWORK · Scranton, PA
MORGAN STANLEY · Scranton, PA

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