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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-10-29
AZ RA APPROVED 2008-04-15
RI RA APPROVED 2004-07-07
  • CA RA
    APPROVED
    Since 2012-10-29
  • AZ RA
    APPROVED
    Since 2008-04-15
  • RI RA
    APPROVED
    Since 2004-07-07

Branch Locations

475 Kilvert Street Suite 330, Warwick, RI 02886 • United States

Narragansett, RI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Providence RI 08/2002 03/2024
Janney Montgomery Scott Llc Warwick RI 03/2024 Present
Other Businesses

1) TIMBER PROPERTIES, LLC AND PINNACLE PARTNERS (EACH HOLDS DIFFERENT PIECES OF REAL ESTATE), 2258 POST ROAD, WARWICK, RI; POSITION: PRINCIPLE / MEMBER; NATURE OF BUSINESS: REAL ESTATE; STARTED 2002-2008; DEVOTED 4-10 HOURS A MONTH; 0 DURING BUSINESS DAY; DUTIES: MANAGE PROPERTY AND ENTITLEMENT WORK. 2) 100 CLUB OF RHODE ISLAND, 222 CHESTNUT ST., PROVIDENCE,RI; TITLE: PRESIDENT; NATURE OF BUSINESS: NON-PROFIT MISSION TO BENEFIT FAMILIES OF FIRE AND POLICE PERSONNEL WHO ARE KILLED IN LINE OF DUTY; STARTED: JUNE 2008; 2-4 HOURS A MONTH; NONE DURING BUSINESS DAY; DUTIES: OVER-SEE CLUB'S ACTIVITIES; RESPONDS TO NEEDS AS THEY ARISE. 3) Gorpick, LLC; Opportunity Zone structure to invest in real estate within Opportunity Zones; 22 Morgan Dr. Narragansett, RI 02882; Start date 6/24/2019; President; Duties: Monitor compliance of OZ investments; 1-hr/month; The OZ entity will invest in real estate within RI. 556 Atwells Ave/1048 Ocean Rd, LLC; Investment-related. 4) KP QOZB LLC, Narragansett, RI; Not Investment Related; Nature: Real Estate Opportunity Zone Fund; Title/Position: Owner/Member; Devotes 2 hours/month; KP OZ will invest proceeds in new entity for tax purposes. 8) WildAcre Wrentham LLC, Narragansett RI, Not Investment Related: Nature: Real Estate Holding Co.; Title/Position: Member; Duties: Assist as needed with the entitlement for a multi family development; Devotes 2 hours/month; Not compensated. 5) Wild Acre Woods LLC, Sharon, MA; Not Investment Related: Nature: Real Estate Holding Co.; Title/Position: 50% Owner; Devotes 2 hours/month; Not compensated. 6) Narragansett Lions Club, Narragansett, RI. Mission is to create and foster a spirit of understanding among all people for humanitarian needs by providing voluntary services through community involvement and international cooperation. Board member: duties include overseeing club activities. Not compensated, 2 hrs./month, not Investment Related, 06/2022. 7) Gansett, LLC, Kamas, UT. Real Estate Owner (03/2025). Investment related, not compensated, 1 hour/month. 8) Brownstone Investment/Gansett LLC Real Estate Holding Company, Narragansett, RI. Owner (07/216). Investment related, not compensated, 1 hour/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-29
S63 Uniform Securities Agent State Law Examination 1993-01-18
  • S65 Uniform Investment Adviser Law Examination
    2004-06-29
  • S63 Uniform Securities Agent State Law Examination
    1993-01-18

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