Dave Erik Krueckel

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2018-05-30
CA	RA	APPROVED	2000-11-15
TX	RA	APPROVED_RES	2000-11-10

PR RA
APPROVED

Since 2018-05-30
CA RA
APPROVED

Since 2000-11-15
TX RA
APPROVED_RES

Since 2000-11-10

Branch Locations

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

Guaynabo, PR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Century City	CA	11/2000	Present

11/2000 → Present

Ubs Financial Services Inc.

Century City, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-31
S63	Uniform Securities Agent State Law Examination	1993-07-06

S66 Uniform Combined State Law Examination

2017-07-31
S63 Uniform Securities Agent State Law Examination

1993-07-06

Other Names

Dave Erik Krueckel

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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