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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-05
WA RA APPROVED 2013-04-01
  • TX RA
    APPROVED_RES
    Since 2019-03-05
  • WA RA
    APPROVED
    Since 2013-04-01

Branch Locations

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Maple Valley, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Seattle WA 08/2005 Present
Other Businesses

HOOKED AND LOVELY BY JULES; NON-INVESTMENT RELATED; MAPLE VALLEY, WA; SOLE PROPRIETOR; START 1/15/25; 5-10 HR/WK; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I CROCHET BLANKETS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-30
S63 Uniform Securities Agent State Law Examination 2008-01-23
  • S66 Uniform Combined State Law Examination
    2013-03-30
  • S63 Uniform Securities Agent State Law Examination
    2008-01-23
Other Names
  • Julie Catherine Lethcho

View on SEC IAPD

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