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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-26 |
| TX | RA | APPROVED | 2022-08-26 |
Branch Locations
1090 Elm Street Suite 102, Rocky Hill, CT 06067 • United States
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Rocky Hill | CT | 08/1997 | 08/2024 |
| Brook Wealth Management, Llc | Rocky Hill | CT | 08/2007 | 08/2022 |
| Merit Financial Advisors | Alpharetta | GA | 08/2022 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2024 | Present |
1)PKS. Investment Related. At the registered location. RR of BD. Commission compensation. 2) Merit Financial Advisors. Investment Related. At registered location. RIA. IAR. 8/2022. 160 hrs/month all during trading hrs. Service clients. 3) Fixed Insurance. Investment Related. At registered location. Independent Insurance Agent. 07/2024. 10 hrs/month all during trading hours. Provide insurance advice based on the needs of client 4)Brook Wealth Management, LLC; Investment-related; 1090 Elm St, Suite 102 Rocky Hill, CT 06067; Holding company; Managing member; 08/26/22; 0 hours monthly; 0 hours during securities trading hours; holding company for Merit stock
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-09-19 |
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