Steven J Yazbeck

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2007-08-17 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
• 2007-01-22 → 2007-08-28
  Ubs Financial Services Inc.
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1) MELROSE 101, LLC POSITION: member / manager NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2012 ADDRESS: 7027 N Scottsdale Rd, Unit 212, Paradise Valley AZ 85253, United States DESCRIPTION: Formerly Managed rental properties -none currently 2) CEDAR CREST LLC POSITION: OWNER / PRESIDENT NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2016 ADDRESS: 7027 N SCOTTSDALE RD, UNIT 212, PARADISE VALLEY AZ 85253, United States DESCRIPTION: THIS LLC IS SET UP FOR TAX PURPOSED TO RECEIVE MY INCOME FROM SAGEPOINT FINANCIAL AS INDEPENDENT CONTRACTOR 3) MOSAIC WEALTH SOLUTIONS LLC POSITION: Partner NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/15/2016 ADDRESS: 8765 E Bell Rd, Ste 204, Scottsdale AZ 85260, United States DESCRIPTION: Payroll, banking reconciliation, accounts payable 4. ZUCCA LLC POSITION: OWNER / PARTNER NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2016 ADDRESS: 8765 E BELL RD, STE 204, SCOTTSDALE AZ 85260, United States DESCRIPTION: PARTIAL OFFICE OWNER FOR MY FINANCIAL ADVISORY BUSINESS

Exams

• S66 Uniform Combined State Law Examination
  2002-10-17
• S63 Uniform Securities Agent State Law Examination
  1993-03-02

Other Names

• Steven James Yazbeck