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William Hooker Ake

Van Ake Capital LLC

Winnetka, IL

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Current Employers
Van Ake Capital Llc

841 Spruce Street Suite 202, Winnetka, IL 60093 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-07-13
  • IL RA
    APPROVED
    Since 2017-07-13

Branch Locations

841 Spruce Street Suite 202, Winnetka, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fort Sheridan Advisors Chicago IL 06/2009 06/2017
Western International Securities, Inc. Pasadena CA 09/2013 06/2017
Van Ake Capital Llc Winnetka IL 06/2017 Present
  • 06/2009 → 06/2017
    Fort Sheridan Advisors
    Chicago, IL
  • 09/2013 → 06/2017
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2017 → Present
    Van Ake Capital Llc
    Winnetka, IL
Previous Registrations
  • 2013-11-14 → 2017-08-16
    Fort Sheridan Advisors Llc
    Highland Park, IL
  • 2013-11-04 → 2017-02-13
    Western International Securities, Inc.
    Highland Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-29
S63 Uniform Securities Agent State Law Examination 1993-07-20
  • S66 Uniform Combined State Law Examination
    2013-10-29
  • S63 Uniform Securities Agent State Law Examination
    1993-07-20
Other Names
  • Bill Ake
  • William H Ake

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Winnetka, IL
J.P. MORGAN SECURITIES LLC · WINNETKA, IL
LPL FINANCIAL LLC · WINNETKA, IL
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PILOT ASSET MANAGEMENT LLC · WINNETKA, IL
LPL FINANCIAL LLC · WINNETKA, IL
ROBERT W. BAIRD & CO. INCORPORATED · WINNETKA, IL
CHARLES SCHWAB & CO., INC. · Winnetka, IL

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