Richard Allan Thompson

Employer firm

Resonant Capital Advisors, LLC CRD 298451

$2.96B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT, INSTITUTIONAL AND BUSINESS CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 10/2018
  First Business Trust & Investments
  Madison, WI
• 10/2018 → Present
  Resonant Capital Advisors, Llc
  Madison, WI

Previous Registrations

• 2018-02-14 → 2018-12-18
  Lpl Financial Llc
  Madison, WI
• 2012-07-12 → 2018-02-15
  Sii Investments, Inc.
  Madison, WI
  Appleton, WI
• 2009-06-01 → 2012-07-17
  Morgan Stanley
  Middleton, WI
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Madison, WI
• 2004-08-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Madison, WI
  Madison, WI
• 2004-03-24 → 2004-08-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Madison, WI

Other Businesses

RCA HOLDCO, INC.; NOT INVESTMENT-RELATED; MADISON, WI; HOLDING COMPANY; SHAREHOLDER; 12/27/2024; ZERO HOURS/MONTH; DUTIES: NONE.

Exams

• S66 Uniform Combined State Law Examination
  2004-01-27
• S63 Uniform Securities Agent State Law Examination
  1992-12-18

Designations

• Certified Financial Planner
• Chartered Financial Analyst