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Richard Allan Thompson

Resonant Capital Advisors, LLC

Madison, WI

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Current Employers
Resonant Capital Advisors, Llc

33 E. Main Street Suite 440, Madison, WI 53703 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-04
WI RA APPROVED 2018-10-23
  • TX RA
    APPROVED
    Since 2026-03-04
  • WI RA
    APPROVED
    Since 2018-10-23

Branch Locations

33 East Main Street Suite 440, Madison, WI 53703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Business Trust & Investments Madison WI 07/2012 10/2018
Resonant Capital Advisors, Llc Madison WI 10/2018 Present
Previous Registrations
  • 2018-02-14 → 2018-12-18
    Lpl Financial Llc
    Madison, WI
  • 2012-07-12 → 2018-02-15
    Sii Investments, Inc.
    Madison, WI
    Appleton, WI
  • 2009-06-01 → 2012-07-17
    Morgan Stanley
    Middleton, WI
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Madison, WI
  • 2004-08-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Madison, WI
    Madison, WI
  • 2004-03-24 → 2004-08-18
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Madison, WI
Other Businesses

RCA HOLDCO, INC.; NOT INVESTMENT-RELATED; MADISON, WI; HOLDING COMPANY; SHAREHOLDER; 12/27/2024; ZERO HOURS/MONTH; DUTIES: NONE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-27
S63 Uniform Securities Agent State Law Examination 1992-12-18
  • S66 Uniform Combined State Law Examination
    2004-01-27
  • S63 Uniform Securities Agent State Law Examination
    1992-12-18
Designations

View on SEC IAPD

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LPL ENTERPRISE, LLC
CLF ASSET MANAGEMENT, INC.
EAGLE STRATEGIES LLC
VALMARK ADVISERS, INC.
GREENPOINT ASSET MANAGEMENT V LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ASSOCIATED INVESTMENT SERVICES, INC.

Other Investors

KRISTY LYNN REED
Gavin Wishart
SEAN STEPHEN WAYNE
TRAVIS RICHARD HEISER
MICHAEL DONALD GANT
Renee Elizabeth Lucas
ORSAN M KHARBUSH
Matthew Miller

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
LPL ENTERPRISE, LLC · MADISON, WI
CLF ASSET MANAGEMENT, INC. · MADISON, WI
EAGLE STRATEGIES LLC · MADISON, WI
VALMARK ADVISERS, INC. · Madison, WI
GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI

More in Madison, WI

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