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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-24 |
Branch Locations
301 Commerce St, Fort Worth, TX 76102 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 05/2014 | 05/2018 |
| J.P. Morgan Chase Bank, Na | Dallas | TX | 11/2016 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 05/2018 | Present |
I*2742287Entity Type: CharitableName of OBA: Power To the PeriodAddress:Southlake TexasInvestment Related:NoPosition, Title, Association:Board MemberStart Date:09/01/2025No Hours: 1 YearlyNo Hours during trading:0 YearlyDuties:This is a grass roots organizations formed by a former high school student (now in college) for the distribution of menstrual products (for free) to girls and women that may not be able to afford them. Any proceeds received by the organization go into menstrual products that are given away. Board member. Nominal in nature. Provide governance advice only. I*4521298 Entity Type: Entity For Profit Name of OBA: Crissie Quilts It Address: Colleyville, Texas, 76034 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/01/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: My hobby is quilting. I am planning on buying a long arm quilting machine and using it to quilt for myself and for others outside of business hours. I plan on setting the business up as an LLC and am asking for approval from Bank of America before moving forward to create the business. Running the long arm machine, general quilting services and minor bookkeeping for the small business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-21 |
| S65 | Uniform Investment Adviser Law Examination | 1995-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-24 |
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