Bryan Edward Mazza

Current Employers

Employment History

• 01/1998 → Present
  Mazza Financial Group Inc.
  Seattle, WA
• 01/2013 → 09/2022
  Cetera Advisors Llc
  El Segundo, CA
• 09/2022 → Present
  Independent Financial Group, Llc
  Mercer Island, WA
• 06/2025 → Present
  Mazza Financial Group, Inc.
  Mercer Island, WA

Previous Registrations

• 2012-02-28 → 2022-09-07
  Cetera Advisors Llc
  Seattle, WA
  Mercer Island, WA
• 1998-06-26 → 2012-02-28
  Pacific West Financial Consultants Inc
  Renton, WA
  Seattle, WA

Other Businesses

(1) MAZZA FINANCIAL GROUP, INC. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1998 ADDRESS: 7785 Sunset Highway, Suite 251, Mercer Island WA 98040, United States DESCRIPTION: DBA NAME FOR MARKETING PURPOSES. (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1998 ADDRESS: 7785 Sunset Highway, Suite 251, Mercer Island WA 98040, United States DESCRIPTION: OUTSIDE INSURANCE. MAZZA FINANCIAL GROUP, INC. POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 7900 Se 28th Street Suite 416, Mercer Island WA 98040, United States DESCRIPTION: I have no responsibilities associated with JVH Consulting, no interest in the company, nor am I employed by the company. Mazza Financial Group, Inc. is a client of JVH Consulting, which provides IT support services and consulting on an on-going basis. Mazza Financial Group will act as a landlord in this office sharing agreement. BRYAN E MAZZA POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1998 ADDRESS: 7900 Se 28th Street Suite 416, Mercer Island WA 98040, United States DESCRIPTION: Marketing and sales of traditional insurance products including, but not limited to, life, DI, LTC and annuities. BRYAN E MAZZA POSITION: Agent/Representative NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2022 ADDRESS: 7900 Se 28th Street Suite 416, Mercer Island WA 98040, United States DESCRIPTION: I am the Financial and Healthcare DPOA for my father effective April 11, 2022. BRYAN E MAZZA, DPOA POSITION: Agent/Representative NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2022 ADDRESS: 7900 Se 28th Street Suite 416, Mercer Island WA 98040, United States DESCRIPTION: I am an active DPOA for my father. I am listed as a contingent DPOA for my step-mother. I am listed as a DPOA for my wife.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-12
• S63 Uniform Securities Agent State Law Examination
  1992-11-02