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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-07-13 |
| TX | RA | APPROVED_RES | 2011-04-08 |
Branch Locations
10 West Third St, Williamsport, PA 17701 • United States
3 Lemoyne Dr, Lemoyne, PA 17043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Williamsport | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Williamsport | PA | 11/2016 | Present |
AUTHOR OF THE WEIGHT OF IT ALL, NOT INV RELATED, MEADVILLE, PA, START; 3/28/2017, 0 HOURS, DUTIES: AUTHOR OF CHRISTIAN FAITH PUBLISHING BOOK. AUTHOR OF CALLED TO HONOR; NOT INV RELATED; DANVILLE, PA; START: 8/17/20; 10 HRS/MO; 0 DURING TRADING; DUTIES: AUTHOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-24 |
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