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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-01-27 |
| TX | RA | APPROVED_RES | 2015-02-05 |
| CA | RA | APPROVED | 2005-10-13 |
| WI | RA | APPROVED | 1998-04-15 |
Branch Locations
971 Sibley Memorial Hwy Suite 100, St. Paul, MN 55118-2250 • United States
7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States
Dane, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Madison | WI | 03/1998 | Present |
| City National Bank | Madison | WI | 01/2018 | Present |
DEVIL'S HEAD SKI PATROL; ADDRESS: 56330 BLUFF ROAD MERRIMAC, WI 53561; BUSINESS DESCRIPTION: PROVIDES FIRST AID SERVICE TO INJURED SKIERS; NOT INVESTMENT RELATED; START DATE: 11/03/2004; CAPACITY: TREASURER; DUTIES: WRITE CHECKS AS DIRECTED FOR EQUIPMENT, FIRST AID SUPPLIES, TRAINING MATERIALS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-12 |
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