Best Investors Account Sign in
Inactive

Eric Gerard Larson

Rfg Advisory, LLC

Vestavia Hills, AL

Claim This Profile
Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-01-04
TX RA APPROVED 2021-01-04
  • AL RA
    APPROVED
    Since 2021-01-04
  • TX RA
    APPROVED
    Since 2021-01-04

Branch Locations

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rfg Advisory, Llc Vestavia Hills AL 12/2020 Present
Invesco New York NY 05/2019 11/2019
Oppenheimer Funds New York NY 05/2009 05/2019
Unemployed Warren NJ 11/2019 12/2020
  • 12/2020 → Present
    Rfg Advisory, Llc
    Vestavia Hills, AL
  • 05/2019 → 11/2019
    Invesco
    New York, NY
  • 05/2009 → 05/2019
    Oppenheimer Funds
    New York, NY
  • 11/2019 → 12/2020
    Unemployed
    Warren, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-23
S63 Uniform Securities Agent State Law Examination 1993-05-10
  • S65 Uniform Investment Adviser Law Examination
    2020-12-23
  • S63 Uniform Securities Agent State Law Examination
    1993-05-10
Other Names
  • Eric Gerard Larson
  • Eric G Larson

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
BCR WEALTH STRATEGIES
CETERA INVESTMENT ADVISERS LLC
APPROACH RETIREMENT ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
PNC WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

BOBBY RAY TRUST WHITE
HARRIS TODD DOOBROW
MARK ANDREW PEARSON
ERIC JOSEPH BLAKE
HEIDI MARIE BIRD
AUDREY IVY PIERSON
RYAN CHRISTOPHER WHITLEY
BRIAN DAVID SWILLING

Other Offices

RFG ADVISORY, LLC · Vestavia Hills, AL
AMERIPRISE FINANCIAL SERVICES, LLC · Vestavia, AL
BCR WEALTH STRATEGIES · VESTAVIA, AL
CETERA INVESTMENT ADVISERS LLC · MOUNTAIN BROOK, AL
APPROACH RETIREMENT ADVISORS, LLC · BIRMINGHAM, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Vestavia, AL
PNC WEALTH MANAGEMENT LLC · CAHABA HEIGHTS, AL
LPL FINANCIAL LLC · BIRMINGHAM, AL

More in Vestavia Hills, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor