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Eric Gerard Larson

Rfg Advisory, LLC

Vestavia Hills, AL

CRD 2292387

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Employer firm

Rfg Advisory, LLC CRD 158401

$7.97B regulatory AUM 12 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-01-04
TX RA APPROVED 2021-01-04
  • AL RA
    APPROVED
    Since 2021-01-04
  • TX RA
    APPROVED
    Since 2021-01-04

Branch Locations

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rfg Advisory, Llc Vestavia Hills AL 12/2020 Present
Invesco New York NY 05/2019 11/2019
Oppenheimer Funds New York NY 05/2009 05/2019
Unemployed Warren NJ 11/2019 12/2020
  • 12/2020 → Present
    Rfg Advisory, Llc
    Vestavia Hills, AL
  • 05/2019 → 11/2019
    Invesco
    New York, NY
  • 05/2009 → 05/2019
    Oppenheimer Funds
    New York, NY
  • 11/2019 → 12/2020
    Unemployed
    Warren, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-23
S63 Uniform Securities Agent State Law Examination 1993-05-10
  • S65 Uniform Investment Adviser Law Examination
    2020-12-23
  • S63 Uniform Securities Agent State Law Examination
    1993-05-10
Other Names
  • Eric Gerard Larson
  • Eric G Larson

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
BCR WEALTH STRATEGIES
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

BOBBY RAY TRUST WHITE
HARRIS TODD DOOBROW
MARK ANDREW PEARSON

Nearby Offices

RFG ADVISORY, LLC · Vestavia Hills, AL
AMERIPRISE FINANCIAL SERVICES, LLC · Vestavia, AL
BCR WEALTH STRATEGIES · VESTAVIA, AL

More in Vestavia Hills, AL

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