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Robert Earl Lee Aaron Henrich

Parallel Advisors, LLC

Dayton, OH

San Francisco, CA

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Current Employers
Parallel Advisors, Llc

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-13
OH RA APPROVED 2018-07-12
  • TX RA
    APPROVED
    Since 2020-11-13
  • OH RA
    APPROVED
    Since 2018-07-12

Branch Locations

10050 Innovation Drive, Dayton, OH 45342 • United States

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Dayton OH 11/2013 04/2018
Parallel Advisors, Llc San Francisco CA 04/2018 Present
  • 11/2013 → 04/2018
    Fifth Third Securities
    Dayton, OH
  • 04/2018 → Present
    Parallel Advisors, Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-28
S63 Uniform Securities Agent State Law Examination 1992-11-13
  • S65 Uniform Investment Adviser Law Examination
    1996-10-28
  • S63 Uniform Securities Agent State Law Examination
    1992-11-13
Designations
Other Names
  • Robert Earl Henrich
  • Rob Henrich
  • Robert A Henrich

View on SEC IAPD

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