Richard Thomas Boyer

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 07/2017
  Fidelity Brokerage Services Llc
  Larkspur, CA
• 07/2017 → 03/2018
  Mercer Global Advisors Inc.
  San Francisco, CA
• 03/2018 → 12/2018
  Online Capital Management
  San Rafael, CA
• 01/2019 → 02/2024
  Empirical Wealth Management
  San Francisco, CA
• 02/2024 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2019-01-02 → 2024-02-28
  Empirical Wealth Management
  San Francisco, CA
  Seattle, WA
• 2018-06-08 → 2022-09-28
  Online Capital Management
  San Rafael, CA
• 2017-07-20 → 2018-03-05
  Mercer Global Advisors Inc.
  San Francisco, CA
• 2013-08-13 → 2017-07-10
  Strategic Advisers Llc
  Larkspur, CA
• 2002-08-16 → 2013-05-30
  Charles Schwab & Co., Inc.
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Los Angeles, CA
  San Francisco, CA
  Corte Madera, CA
• 2002-01-30 → 2002-07-11
  Morgan Stanley Dw Inc.
  San Diego, CA

Other Businesses

Financial Industry Regulatory Authority, Inc., Investment related: N, Virtual/San Francisco, CA, Non-Public Arbitrator, Feb 07, 2020, 1 hour per month, 0 hours during trading hours, Arbitrator for disputes.

Exams

• S66 Uniform Combined State Law Examination
  2001-10-25
• S63 Uniform Securities Agent State Law Examination
  1993-01-06

Designations

• Certified Financial Planner

Other Names

• R. Thomas Boyer
• Thomas Boyer
• Richard Thomas Boyer