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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-14 |
| CO | RA | APPROVED | 2022-11-18 |
Branch Locations
3945 E. Paradise Falls Dr Ste 261, Tucson, AZ 85712 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Longmont | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Longmont | CO | 11/2016 | 11/2022 |
| Wells Fargo Advisors Financial Network, Llc | Tucson | AZ | 11/2022 | Present |
PERSONAL REPRESENTATIVE FOR UNCLE, INV RELATED, LA JOLLA, CA, START: 3/7/2023, 10 HOURS A MONTH, 0 HOURS DURING TRADING.; CO-TRUSTEE FOR PARENT'S TRUST, INV RELATED, TUCSON, AZ, START: 2/13/2024, 8 HOURS PER MONTH, 3 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-14 |
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