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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-13
TX RA APPROVED_RES 2016-01-22
MN RA APPROVED 2014-01-31
  • FL RA
    APPROVED
    Since 2025-02-13
  • TX RA
    APPROVED_RES
    Since 2016-01-22
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

4570 Churchill St Ste 210, Shoreview, MN 55126 • United States

Naples, FL • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Shoreview MN 09/2005 03/2020
Ameriprise Financial Services, Llc Shoreview MN 03/2020 Present
Other Businesses

Business Ownership; Buck Farm LLC; Manage Rental agreements; Rental income from tillable land; 7143 Archer Lane N, , Maple Grove, MN, 55311; Not Investment-Related; 12/16/2021; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-03
S63 Uniform Securities Agent State Law Examination 1993-10-08
  • S66 Uniform Combined State Law Examination
    2025-02-03
  • S63 Uniform Securities Agent State Law Examination
    1993-10-08
Other Names
  • Ann Marie Buck

View on SEC IAPD

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