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Randy R Swartz

Wells Fargo Clearing Services, LLC

Canfield, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-28
OH RA APPROVED 2010-06-08
  • TX RA
    APPROVED_RES
    Since 2016-10-28
  • OH RA
    APPROVED
    Since 2010-06-08

Branch Locations

3731 Boardman-Canfield Rd Ste C, Canfield, OH 44406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Canfield OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Canfield OH 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-23
  • S66 Uniform Combined State Law Examination
    2005-11-23

View on SEC IAPD

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Other Offices

BPS WEALTH ADVISORS, INC. · CANFIELD, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CANFIELD, OH
MORGAN STANLEY · CANFIELD, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Canfield, OH
SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD. · CANFIELD, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CANFIELD, OH

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