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Richard William Vandiver

Pfs Investments Inc.

Hoover, AL

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2017-07-11
  • AL RA
    APPROVED
    Since 2017-07-11

Branch Locations

3605 Lorna Ridge Dr Ste 209-B, Hoover, AL 35216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Hoover AL 09/1988 Present
Pfs Investments Inc. Hoover AL 09/1992 Present
Ehr Financial Group Hoover AL 06/2018 Present
  • 09/1988 → Present
    Primerica Financial Services
    Hoover, AL
  • 09/1992 → Present
    Hoover, AL
  • 06/2018 → Present
    Ehr Financial Group
    Hoover, AL
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. As of 06/13/2018 these sales activities will be conducted under the D/B/A of EHR Financial Group. Lornaridge Group, LLC., Non-Investment Related, 2090 Columbiana Rd Ste 2000, Birmingham, AL 35216, Owner/Partner, 10/2007 to Present, 2 hours per month (2 hours per month during securities trading hours), Real Estate Management The Vandiver Group, Inc., Investment Related, 1127 Camellia Circle, Birmingham, AL, 35226, Primerica Business Purposes, Owner, 7/2012 to Present, 160 hours per month (140 hours per month during securities trading hours), Legal entity formed solely for Primerica business purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-27
S63 Uniform Securities Agent State Law Examination 1993-01-12
  • S65 Uniform Investment Adviser Law Examination
    2017-06-27
  • S63 Uniform Securities Agent State Law Examination
    1993-01-12
Other Names
  • Bill Vandiver

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