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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-11-19
  • MD RA
    APPROVED
    Since 2020-11-19

Branch Locations

4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Lutherville MD 03/2016 10/2019
Lpl Financial Llc Baltimore MD 03/2020 09/2020
State Employees Credit Union Of Maryland Baltimore MD 10/2019 09/2020
T. Rowe Price Investment Services, Inc. Baltimore MD 11/2020 Present
  • 03/2016 → 10/2019
    Td Ameritrade
    Lutherville, MD
  • 03/2020 → 09/2020
    Baltimore, MD
  • 10/2019 → 09/2020
    State Employees Credit Union Of Maryland
    Baltimore, MD
  • 11/2020 → Present
    T. Rowe Price Investment Services, Inc.
    Baltimore, MD
Previous Registrations
  • 2020-04-13 → 2020-11-13
    Baltimore, MD
    Newark, DE
    Baltimore, MD
  • 2016-03-23 → 2019-10-15
    Td Ameritrade, Inc.
    Towson, MD
    Columbia, MD
  • 2016-03-23 → 2019-10-15
    Td Ameritrade Investment Management, Llc
    Lutherville, MD
    Columbia, MD
  • 2007-06-07 → 2016-03-15
    Owings Mills, MD
    Owings Mills, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-06
S63 Uniform Securities Agent State Law Examination 2006-09-19
  • S66 Uniform Combined State Law Examination
    2007-06-06
  • S63 Uniform Securities Agent State Law Examination
    2006-09-19

View on SEC IAPD

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