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333 City Boulevard West, Suite 2050, Orange, CA 92868-2944 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
333 City Boulevard West, Suite 2050, Orange, CA 92868-2944 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bentley Financial & Insurance Services | Orange | CA | 10/2013 | Present |
| Barth Calderon, Llc | Orange | CA | 12/2013 | Present |
| Barth Financial Advisors, Llc | Orange | CA | 03/2014 | 12/2019 |
| Crown Capital Securities, Lp | Orange | CA | 01/2015 | 03/2024 |
| Secura Financial Llc | Orange | CA | 11/2019 | Present |
| Arkadios Captial | Orange | CA | 03/2024 | Present |
(1)START DATE 01/2014, I DEVOTE 20 HRS/MO (4 HRS DURING TRADING) AS AN EMPLOYEE OF BARTH CADERON LLP, THIS IS A NON-INVESTMENT RELATED ACTIVITY & MY DUTIES INCLUDE; ESTATE PLANNING & ASSET PROTECTION LAW. (2)START DATE 11/2013, I DEVOTE 5 HRS.MO (VERY LITTLE DURING TRADING) AS INDEPENDENT CONTRACTOR TO BENTLEY FINANCIAL & INSURANCE; THIS IS NON-INVESTMENT RELATED & MY DUTIES INCLUDE SALE OF LIFE INSURANCE PRODUCTS. (3)START DATE 11/2019, I DEVOTE 20 HRS/MO (8 HRS DURING TRADING)AS INDEPENDENT CONTRACTOR FOR SECURA FINANCIAL, LLC; THIS IS AN INVESTMENT RELATED ACTIVITY & MY DUTIES INCLUDE ADVISORY, FINANCIAL PLANNING. BUSINESS ADDRESS FOR ABOVE: 333 CITY BLVD.,WEST, #2050, ORANGE, CA 92868 (4)ARKADIOS CAPITAL; Yes; Orange, CA; Broker-dealer; Registered Representative; 03/2024; 25/ HRS MO; 25/ HRS MO;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-19 |
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