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Vanderbilt Advisory Services CRD 116537
$2.11B regulatory AUM 64 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-04-01 |
| FL | RA | APPROVED | 2023-05-25 |
| AZ | RA | APPROVED | 2023-04-05 |
| NY | RA | APPROVED | 2023-02-08 |
| GA | RA | APPROVED | 2022-09-29 |
| PA | RA | APPROVED | 2022-01-20 |
| RI | RA | APPROVED | 2022-01-11 |
| SC | RA | APPROVED | 2022-01-06 |
| TX | RA | APPROVED_RES | 2021-05-01 |
| CT | RA | APPROVED | 2021-04-21 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
18 Kings Highway North, Westport, CT 06880 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westport Capital Markets, Llc | Westport | CT | 08/2001 | 06/2021 |
| Vanderbilt Securities, Llc | Woodbury | NY | 03/2021 | 12/2021 |
| Vanderbilt Advisory Services | Woodbury | NY | 03/2021 | Present |
| Wcm Financial Management, Llc | Westport | CT | 06/2021 | Present |
1) Vanderbilt Financial Group Westport. Investment related. Start date: 03/01/2023. Address: 18 Kings Highway North, Westport CT, 06880. Title: Senior Wealth Manager. Duties: Financial Advisor / Wealth Manager. Time spent during regular hours: 100% 2) VFG Westport, LLC. Not Investment related. Start date: 12/01/2024. Address: 18 Kings Highway North, Westport CT, 06880. Title: President. Duties: Finding an individual to rent out an office in the space I currently lease. Time spent during regular hours: 0%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-08 |
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