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Catherine Kitty Swenson

Wasatch Advisors LP

Salt Lake City, UT

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Current Employers
Wasatch Advisors Lp

505 Wakara Way 3Rd Floor, Salt Lake City, UT 84108 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 1993-01-06
  • UT RA
    APPROVED
    Since 1993-01-06

Branch Locations

505 Wakara Way 3Rd Floor, Salt Lake City, UT 84108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wasatch Advisors, Lp. Salt Lake City UT 05/1992 Present
Alps Distributors Inc. Denver CO 01/2003 Present
  • 05/1992 → Present
    Salt Lake City, UT
  • 01/2003 → Present
    Alps Distributors Inc.
    Denver, CO
Other Businesses

1. Wasatch Advisors LP, Investment Related, 505 Wakara Way 3rd Floor Salt Lake City UT 84108, RIA, Director of Client Relations, 160 hrs/mon, 130 hrs/mon. 2. National Honors Advisory Board for University of Utah, Not investment related, 201 Presidents' Cir Salt Lake City UT 84112, Board Member, 2 hrs/mon, non during trading hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-12-19
S65 Uniform Investment Adviser Law Examination 1992-10-06
  • S63 Uniform Securities Agent State Law Examination
    2005-12-19
  • S65 Uniform Investment Adviser Law Examination
    1992-10-06
Other Names
  • Kitty Clayton
  • Catherine Clayton
  • Kitty Swenson
  • Catherine Swenson

View on SEC IAPD

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