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Barry Edwin Horne

Janney Montgomery Scott LLC

Cary, NC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-05-01
TX RA APPROVED 2020-05-01
  • NC RA
    APPROVED
    Since 2020-05-01
  • TX RA
    APPROVED
    Since 2020-05-01

Branch Locations

2128 High House Road Suite 201, Cary, NC 27519 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Cary NC 06/2009 04/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2020
Janney Montgomery Scott Llc Cary NC 05/2020 Present
  • 06/2009 → 04/2020
    Morgan Stanley Smith Barney
    Cary, NC
  • 01/2015 → 04/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2020 → Present
    Janney Montgomery Scott Llc
    Cary, NC
Previous Registrations
  • 2009-06-01 → 2020-05-04
    Morgan Stanley
    Cary, NC
    Raleigh, NC
    Raleigh, NC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Cary, NC
    Raleigh, NC
  • 2001-12-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Cary, NC
    Raleigh, NC
Other Businesses

Horne Property, Holly Springs, NC. Owner (09/2024) - Manage Property. Investment related, compensated, 2 hours/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-28
S63 Uniform Securities Agent State Law Examination 1992-11-20
  • S65 Uniform Investment Adviser Law Examination
    1993-07-28
  • S63 Uniform Securities Agent State Law Examination
    1992-11-20

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC.
COMPERIO RETIREMENT CONSULTING, INC.
WEALTHSHIELD PARTNERS, LLC
BRODIE WEALTH MANAGEMENT

Other Investors

STEPHEN DREW SIMPSON
LIAM BRIAN JOHNSON
DEREK THOMPSON WILLIAMS
JASON WILLIAM CARTER
Kashif Osman
Ibraheem Wael Ahmad Amin
Robert Sidney Larson
Karena Lyn Bagwell

Other Offices

VERATIS ADVISORS, INC. · CARY, NC
RFG ADVISORY, LLC · Cary, NC
EDWARD JONES · CARY, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
TRUIST ADVISORY SERVICES, INC. · CARY, NC
COMPERIO RETIREMENT CONSULTING, INC. · CARY, NC
WEALTHSHIELD PARTNERS, LLC · CARY, NC

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