Inactive

Cynthia Wallace Duncan

Foster City, CA

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Current Employers

Summitry, Llc

919 Hillsdale Blvd. Suite 150, Foster City, CA 94404 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

919 Hillsdale Blvd. Suite 150, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Golub Group	San Mateo	CA	06/2005	Present

06/2005 → Present

Golub Group

San Mateo, CA

Previous Registrations

1997-07-08 → 2004-10-19

Charles Schwab & Co., Inc.

Los Gatos, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-03-24
S63	Uniform Securities Agent State Law Examination	1994-01-20

S65 Uniform Investment Adviser Law Examination

2016-03-24
S63 Uniform Securities Agent State Law Examination

1994-01-20

Other Names

Cynthia Diane Wallace
Cindy Wallace
Cynthia Wallace

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.

U.S. BANCORP ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

SEMPERVIRENS VENTURES LLC

WORLD INVESTMENT ADVISORS, LLC

Other Investors

Ronald Timothy Clement

Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA

U.S. BANCORP ADVISORS, LLC · Foster City, CA

J.P. MORGAN SECURITIES LLC · SAN MATEO, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA

J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA

WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA

CELESTA · SAN MATEO, CA

SEMPERVIRENS VENTURES LLC · SAN MATEO, CA

More in Foster City, CA

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