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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-11 |
| CA | RA | APPROVED | 2009-02-17 |
Branch Locations
400 E Main St Ste 100 1St Fl, Visalia, CA 93291 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Visalia | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Visalia | CA | 11/2016 | Present |
BKX2 RANCHES, NOT INV RELATED, VISALIA, CA, 50% OWNERSHIP WITH SPOUSE, START 7/7/2022, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, CITRUS RANCH. | RENTAL PROPERTY; INVESTMENT RELATED; SHAVER LAKE, CA; 50% OWNERSHIP; 02/01/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADING HOURS; NO DUTIES | CITRUS RANCH (HOBBS FAMILY TRUST); INV RELATED; EXETER, CA; 100% OWNERSHIP; 05/2025; 4 HOURS PER MONTH; 0 DURING TRADING; CITRUS RANCH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-24 |
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